As per SEC Rule 17f-2 of the Securities and Exchange Act of 1934, every member of a national securities exchange, broker, dealer, registered transfer agent and registered clearing agency shall require that each of its partners, directors, officers and employees be fingerprinted. To process this request, you agree to the following:
In the event your fingerprints are rejected by the FBI, you are allowed one free resubmission.
Refunds cannot be given for FBI fees. Refunds will only be given for fingerprint technician errors that are shown through communication with the FBI and FINRA.
By checking the box you are in agreement with the above terms and conditions.